Compliance/Controls Analyst
Profile Code: AL-BPO-02
- ₹5.5 LPA (Median Salary)
- Lecture Duration 2hrs
- Course Duration 10 Weeks
Skills You Learn: Regulatory Compliance | Risk Management | Internal Controls | Process Auditing | Policy Interpretation | Data Analysis | Documentation Management | Root Cause Analysis | Stakeholder Communication | Problem Solving | Attention to Detail | Reporting & Governance
Overview Video
About This Course
A Compliance/Controls Analyst in the BPO, KPO, and ITES industry focuses on ensuring adherence to regulatory requirements, client standards, and internal control frameworks across operations. This course equips learners with the skills to monitor compliance KPIs, conduct control checks, and analyze process risks in service delivery environments. Participants gain hands-on experience with tools like Excel, along with exposure to SQL and BI dashboards for tracking compliance metrics and reporting. The program emphasizes risk management, control testing, and process governance to ensure accuracy and accountability. Learners will understand how to identify control gaps, support audits, and strengthen operational compliance frameworks. By the end of the course, they are prepared for roles in compliance and controls analytics, with career progression into risk management, audit, and governance leadership positions.
Course Content
3 modules · 10 weeks · 2hrs/dayExcel Course
The **Excel Course** covers basic to advanced concepts for Compliance and Controls Analysts in the BPO, KPO, and ITeS industry, including workbook management, formulas, functions, data validation, sorting, filtering, conditional formatting, Pivot Tables, Pivot Charts, XLOOKUP, INDEX-MATCH, Power Query, Power Pivot, compliance reporting, audit tracking, control testing, risk assessment, reconciliation, exception reporting, statistical functions, dashboards, What-If Analysis, Solver, VBA automation, KPI reporting, MIS reporting, regulatory documentation, and interactive dashboards to analyze compliance data, strengthen internal controls, improve operational efficiency, and support data-driven decision-making.
SQL Course
The **SQL Course** covers basic to advanced concepts for Compliance and Controls Analysts in the BPO, KPO, and ITeS industry, including database fundamentals, SELECT queries, filtering, sorting, joins, aggregate functions, GROUP BY, HAVING, subqueries, Common Table Expressions (CTEs), window functions, CASE statements, views, stored procedures, indexing, query optimization, transaction management, compliance data extraction, audit reporting, control testing, exception reporting, data validation, regulatory reporting, and large dataset management to retrieve, transform, and analyze business data for compliance monitoring, risk management, and operational decision-making.
Power BI/Tableau Course
The **Power BI/Tableau Course** covers basic to advanced business intelligence concepts for Compliance and Controls Analysts in the BPO, KPO, and ITeS industry, including data integration, data transformation, data modeling, DAX or calculated fields, KPI development, dashboard creation, interactive visualizations, compliance dashboards, control effectiveness reporting, audit analytics, risk monitoring, regulatory reporting, predictive analytics, drill-through reports, automated reporting, executive dashboards, performance monitoring, compliance scorecards, data governance, and business intelligence techniques to transform compliance and operational data into actionable insights for stronger governance, regulatory compliance, and strategic decision-making.
Key Responsibilities
- Monitor compliance with regulations and internal policies
- Conduct process audits and risk assessments
- Review transactions for policy adherence
- Identify and report control gaps
- Maintain compliance documentation and records
- Support regulatory and client audits
- Investigate compliance breaches and recommend corrective actions
- Track key risk and compliance metrics
- Coordinate with operations and quality teams
- Ensure timely implementation of compliance controls.
Growth Path
Tools Used
Perfect For
Commerce Graduates | MBA Graduates | BBA Students | B.Com Graduates | Freshers | Finance Professionals | Audit Executives | Risk Analysts | BPO/KPO Professionals | Compliance Aspirants
Fee Structure
Mentor
Analytics Learners
Professional Analyst & Mentor
Explore Various Career Paths in BPO / KPO / ITeS
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